A Practical Guide to Managing Regulatory Compliance for In-House Legal Teams

Thomas Reuters State of Corporate Law Department Report

Protecting the company’s value, assets and reputation from an ever-changing landscape of risks is a corporate legal department’s core responsibility. Tasked with guiding their organizations through a complex web of evolving laws and regulations, General Counsels (GCs) have to stay ahead of these changes to mitigate risks, ensure compliance and maintain a competitive edge.

A long high-ranking strategic priority for in-house legal teams, regulatory compliance is gaining even greater significance. As regulations evolve and interjurisdictional requirements become more complex, many GCs are focusing on educating and enabling the wider enterprise. This way, employees across the organization will be able to spot and mitigate risks.

Legal technology is proving to be a powerful tool in this context. Offering solutions for legal teams facing increasingly intricate compliance obligations, the right legal tech can lessen the manual workload.

The compliance hurdles in-house legal teams face today

Different rules for different places

Every industry has its own set of rules to follow. A mining company might be focused on environmental approvals or work safety laws, while a charity could be dealing with fundraising rules and donation regulations. For businesses operating across different states or countries, things get even trickier. With overlapping (and sometimes contradictory) laws and regulations, corporate legal teams face a labyrinth of dramatically shifting regulatory changes. And the stakes are high. Breaches may result in fines, penalties or long-lasting damage to reputation or trust.

Handling compliance pressure with small teams and big demands

In-house legal teams are being stretched thin. The Thomas Reuters State of Corporate Law Department Report stated that 62% of GCs don’t have enough time to do everything they need to do. It becomes easier for something to slip when resources are limited. And as regulations grow more demanding, the problem becomes about complexity too. Technological advancements, globalization and evolving social expectations are driving the sheer number of regulations.

Breaking the legal silo

With the growing recognition of the need for greater collaboration, in-house legal teams are seeking to improve their alignment with other business functions. Outlined in the Thomas Reuters report, GCs are shifting towards enterprise-wide compliance. The aim is to educate and enable the organization as a whole. Employees across departments will be better equipped to identify, avoid and mitigate risk.

Artificial intelligence and cybersecurity

As technologies like artificial intelligence and machine learning (AI/ML) become more deeply woven into business operations, they’re also triggering a new wave of regulations. For in-house counsel, that means keeping up with evolving compliance requirements tied to digital transformation. From setting up policies to detect and manage bias in AI systems to dealing with emerging cyber risks, legal teams are navigating a growing list of tech-driven challenges – many of which are still taking shape.

Turning technology into a compliance advantage

Technology offers legal teams a significant opportunity: gained efficiency, freed up time for more strategic work and improved quality of that work. Of the GCs surveyed by Thomas Reuters, 67% said tech investment is driven by a need for greater efficiency, and one-third of large organizations increased their legal tech budgets in 2025. As regulatory pressure grows, legal tech is proving to be a tremendously powerful ally. These five strategies show how:

1. Centralized matter management

When everything’s stored in one place, it’s much easier to stay on top of things. Using a single in-house legal case management software, for instance, helps legal teams keep track of regulatory updates, internal responses, task owners and precedents. It means in-house counsel can quickly find what they need, reuse existing knowledge and stay in control of compliance without starting from scratch every time.

2. Automated workflows

Keep everyone on the same page by automating routine workflows. Set up automatic reminders for key dates like deadlines, reviews and renewals, and build compliance requirements into your templates to help the whole organization stay on track with regulations.

3. Enhanced cross-functional alignment

When all matters, documents and workflows live on one platform, everything’s easier to find – and everyone’s in the loop. Business units get shared visibility and clear accountability. With real-time updates and smoother collaboration, legal teams can move faster and keep everyone aligned.

4. Audit-ready reporting

Legal tech makes it easy to pull together reports that show exactly what’s been done to stay compliant. Every action, approval and change can be automatically logged and timestamped. Legal teams can quickly produce a clear audit trail for internal or external audits.

5. Visual dashboards for compliance oversight

Live dashboards give legal and business leaders a real-time view of where compliance projects stand. Instead of digging through spreadsheets, complex data is pulled together into clear, digestible charts or graphs. That makes it easier to spot trends, flag risks early and keep track of performance.

Practical tips for staying ahead of regulatory changes

Regulatory compliance is always changing. With new laws, emerging risks and growing expectations from stakeholders, it’s not something that’s done once and forgotten. Staying on top of regulatory updates helps businesses maintain stability and protects them from legal trouble and reputational damage. That’s why corporate legal teams are embracing practices that promote agility and accountability, ensuring they can stay resilient and ready for whatever comes next.

Implement proactive risk management strategies

A solid risk management framework needs to be flexible as new regulations come up. By constantly assessing how changes affect the business, in-house counsel can identify potential risks, set up early warning systems and put strategies in place to reduce those risks. Taking a more agile approach helps the business stay ahead of regulatory changes and navigate them with confidence.

Fuel collaboration

Building strong partnerships with other business functions, industry peers, regulatory bodies and other stakeholders promotes a better understanding of regulatory changes. In-house counsel can spot changes early and align priorities, ensuring legal considerations are embedded in everyday decisions. Proactive collaboration reduces risks and drives smarter, more informed business choices.

Invest in legal team development

Regulations evolve, and so should the legal team’s expertise. Encourage continuous learning and establish a solid training plan to ensure everyone is informed, confident and ready for future challenges.

Use data-driven insights

By tracking legal requests, regulatory actions and business activity, legal data analytics tools can help in-house counsel identify compliance strengths and weaknesses. These insights allow legal professionals to prioritize high-risk areas and allocate resources effectively.

Leverage technology

As regulations change, manually tracking them isn’t practical anymore. Adopting in-house legal case management software means businesses can easily stay on top of regulatory shifts and weave them into their workflows. Automated tasks and real-time tracking help maintain compliance with less manual effort.

GCs can’t rely on spreadsheets or disconnected storage systems. What’s needed is clarity, consistency and control. That’s where legal tech comes in. Dazychain is built specifically for corporate legal teams, offering real-time risk assessment, automated reminders, collaboration tools and centralized document management. This end-to-end platform lets legal professionals focus on core legal priorities. Adopting legal tech is now essential for staying ahead of regulatory changes and ensuring operational efficiency.

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